A company's governance problems are not always obvious from the outside. Financial reports may be submitted on time, meetings may take place …
Governance Failures That Often Lead to Regulatory ActionRead More
Business
Risk Factors Companies Should Address Before Seeking Investment
Seeking investment can be an important step for a growing business, but it also increases the need for careful preparation. Investors want to …
Risk Factors Companies Should Address Before Seeking InvestmentRead More
Aligning Internal Communications With Public Disclosures
Internal communication can create securities risk even when no one intends to mislead investors. A company may prepare formal disclosures carefully, …
Aligning Internal Communications With Public DisclosuresRead More
The Role of Legal Counsel in Protecting Confidential Business Information
Confidential business information is one of a company’s most valuable assets. Financial records, investor materials, customer data, pricing …
The Role of Legal Counsel in Protecting Confidential Business InformationRead More
Preparing for Regulatory Inquiries Before They Occur
Regulatory inquiries can feel disruptive when a business is not prepared. Even when the company has acted responsibly, a request from a regulator can …
Preparing for Regulatory Inquiries Before They OccurRead More
Maintaining Accurate Disclosures During Rapid Business Growth
Growth is usually a positive sign for a business, but rapid expansion can create legal and compliance challenges that are easy to overlook. New …
Maintaining Accurate Disclosures During Rapid Business GrowthRead More
Legal Considerations When Restructuring Business Operations
Restructuring can help a business adapt to changing financial, operational, or market conditions. Companies may reorganize departments, revise …
Legal Considerations When Restructuring Business OperationsRead More
Operating Reserves Can Help Cushion Financial Blows
The COVID-19 pandemic taught us several valuable lessons. For many nonprofit organizations, the most important lesson concerned the need to establish …
Operating Reserves Can Help Cushion Financial BlowsRead More
What Information Should Your Printed Ads Include?
“The reports of my demise are greatly exaggerated” Although the humorous quote is attributed to the great author, Mark Twain, it is just as easily …